Smart-RIA Ventures, Inc.
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Smart-RIA Ventures, Inc. - overview
Established
2011
Location
Knoxville, TN, US
Primary Industry
Software
About
Based in Tennessee, US, and founded in 2011 by Roger Kiger, Smart-RIA Ventures, Inc. operates as a software-as-a-service (SaaS) company providing compliance management software for registering investment advisors (RIAs). In March 2023, Smart-RIA Ventures, Inc. raised USD 3 million in Series A funding from Dynasty Wealth Management and MarketCounsel.
As of 2023, Mac Bartine is operating as a Chief Executive Officer of Smart-RIA Ventures, Inc. Smart-RIA Ventures, Inc. provides software for financial companies to manage their compliance obligations, reduce risk, and improve operational efficiency. The company’s platform is designed to support compliance consultants, compliance officers, operations teams, investment advisors, wealth, and asset managers.
In addition, the firm offers internal compliance procedures for reducing error, an RIA compliance management tool for maintaining compliance, and oversees the cybersecurity policies for clients' data. As of 2023, the company’s client base includes Dynasty Finance, Inc Advisors, Market Council, Gladstone, and Ritholtz.
Current Investors
Dynasty Wealth Management, MarketCounsel
Primary Industry
Software
Sub Industries
Analytics & Performance Software, Application Integration Software, Legal Software, Systems Management Software
Website
www.smart-ria.com
Verticals
Cloud Computing, Mobile Apps
Company Stage
Series A
Total Amount Raised
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