SiteQuest Compliance

Based in Utah, US, and founded in 2009, SiteQuest Compliance offers a suite of applications designed to streamline and automate the supervision and documentation processes. In March 2024, Red Oak Compliance Solutions, a portfolio company of Mainsail Partners, acquired SiteQuest Compliance. The company's flagship products include Eagle Eye for internet supervision, SQWatcher for website monitoring, and Policies for policy management. The Eagle Eye utilises advanced artificial intelligence and machine learning to uncover and monitor advisors' online activities comprehensively.

It identifies social media accounts, websites, blogs, and other online profiles related to advisors, facilitating proactive issue resolution and regulatory compliance. This automation significantly reduces the time and effort required for manual monitoring, streamlining workflows for firms. SQWatcher monitors and archives advisor websites hosted by non-approved providers, ensuring compliance with FINRA and SEC rules. The software tracks changes such as new pages, modifications, and content uploads, reducing risks.

The SQWatcher's Rules Engine allows customisable reviews, focusing on relevant content and actions. SiteQuest Compliance offers a comprehensive solution for organising, version controlling, and distributing firm policies and written supervisory procedures (WSPs) through the policy application. The tool streamlines policy management into a single online platform, enhancing accessibility and professionalism for advisors. With features such as easy search functionality, version tracking, and mobile optimisation, advisors can efficiently access up-to-date information.