Advise Technologies

Advise Technologies specializes in providing comprehensive compliance solutions for financial services firms, employing an integrated platform to address global regulatory challenges through innovative technology and managed services. Founded in 2010 and headquartered in New York, US, Advise Technologies offers integrated compliance solutions for the financial sector. In January 2017, the company was acquired by CIP Capital. The firm has executed one known deal to date, with its most recent transaction occurring on January 31, 2017.

Advise Technologies provides Compliance Solutions Strategies (CSS), an integrated platform aimed at tackling global regulatory compliance complexities for financial services firms. Their flagship offering, Compliance-as-a-Service, incorporates a sophisticated RegTech platform enhanced by managed services and regulatory expertise, specifically targeting critical compliance areas. CSS primarily serves financial institutions, including a tier 1 asset manager that utilizes their technology for streamlined data integration across various sources. The company operates in key international markets, particularly in the United States and Europe, catering to clients who require customized compliance solutions for their regulatory needs.

Advise Technologies generates revenue through a structured model that includes service subscriptions and managed service agreements. Clients, primarily financial institutions, engage the company for ongoing compliance support, paying fees tied to the complexity and scope of services rendered. Clients typically access the Compliance-as-a-Service platform under agreements that include regular updates and dedicated support, ensuring continuous assistance in addressing regulatory challenges. Advise Technologies plans to advance its product offerings with the launch of new compliance solutions aimed at addressing emerging regulatory needs, although specific release dates are not disclosed.

The company is also targeting expansion into additional markets, particularly in Europe, within the next two years. The acquisition by CIP Capital in January 2017 is expected to provide the necessary resources to support these growth initiatives.